Participant
Southwest Securities Inc
Paid on 108 local government issues in BRB's local issuance fee table, $5,570,707 in fees reported.
By role
| Role? | Issues? | Par of those issues? | Fees paid? | Median cost per $1,000? | Negotiated? | Competitive? | Private placement? | First FY? | Last FY? | Paid by the underwriter? |
|---|---|---|---|---|---|---|---|---|---|---|
| RoleFinancial advisor | Issues108 | Par of those issues$1,426,497,424 | Fees paid$5,523,328 | Median cost per $1,000$8.56 | Negotiated52 | Competitive23 | Private placement33 | First FY2015 | Last FY2018 | Paid by the underwriter$0 |
| RolePrinting, disclosure and data services | Issues3 | Par of those issues$63,915,000 | Fees paid$16,879 | Median cost per $1,000$0.82 | Negotiated1 | Competitive2 | Private placement0 | First FY2015 | Last FY2018 | Paid by the underwriter$0 |
| RoleEngineers, accountants and other consultants | Issues1 | Par of those issues$8,770,000 | Fees paid$4,500 | Median cost per $1,000$0.51 | Negotiated1 | Competitive0 | Private placement0 | First FY2015 | Last FY2015 | Paid by the underwriter$0 |
Issues
108 issues, newest first.
Skip the Issues Southwest Securities Inc worked on table| Issue? | Issuer? | Closed? | FY? | Role? | Sale type? | Par? | Fees to this firm? | Per $1,000 of par? |
|---|---|---|---|---|---|---|---|---|
| Unl Tax Bonds Ser 2014 | Trophy Club MUD 1 | 12/23/2014 | 2015 | Financial advisor | Competitive | $5,765,000 | $68,825 | $11.94 |
| Unl Tax Ref Bonds Ser 2014 | Hawkins ISD | 12/23/2014 | 2015 | Financial advisor | Negotiated | $8,815,000 | $55,585 | $6.31 |
| Comb Tax & Rev CO Ser 2014 | Midlothian | 12/23/2014 | 2015 | Financial advisor | Negotiated | $2,850,000 | $29,115 | $10.22 |
| Perm Impr Ref Bonds Ser 2014 | Denton County | 12/23/2014 | 2015 | Financial advisor | Negotiated | $29,550,000 | $60,000 | $2.03 |
| Comb Tax & Rev Ref Bonds Ser 2014 (Navarro College District) | Midlothian | 12/23/2014 | 2015 | Financial advisor | Negotiated | $3,530,000 | $54,137 | $15.34 |
| GO Ref Bonds Ser 2014 | Marble Falls | 12/23/2014 | 2015 | Financial advisor | Negotiated | $5,405,000 | $45,008 | $8.33 |
| Tax Notes Ser 2014 | Little Elm | 12/18/2014 | 2015 | Financial advisor | Private placement | $1,990,000 | $22,871 | $11.49 |
| Unl Tax Ref Bonds Ser 2014 | Waxahachie ISD | 12/17/2014 | 2015 | Financial advisor | Negotiated | $8,595,000 | $55,530 | $6.46 |
| Unl Tax Ref Bonds Ser 2014A | Gainesville ISD | 12/16/2014 | 2015 | Financial advisor | Competitive | $3,795,000 | $35,255 | $9.29 |
| Unl Tax Ref Bonds Ser 2014 | Floresville ISD | 12/16/2014 | 2015 | Financial advisor | Negotiated | $8,900,000 | $59,500 | $6.69 |
| GO Ref Bonds Ser 2014 | Granbury | 12/10/2014 | 2015 | Financial advisor | Negotiated | $8,130,000 | $84,000 | $10.33 |
| Unl Tax School Bldg Bonds Ser 2014 | Frisco ISD | 12/4/2014 | 2015 | Financial advisor | Competitive | $159,795,000 | $154,402 | $0.97 |
| Comb Tax & Ltd Surplus Rev CO Ser 2014 | Sulphur Springs | 12/4/2014 | 2015 | Financial advisor; Printing, disclosure and data services | Competitive | $5,350,000 | $48,779 | $9.12 |
| Unl Tax School Bldg Bonds Ser 2014 | Crosby ISD | 12/4/2014 | 2015 | Financial advisor | Competitive | $8,985,000 | $58,365 | $6.50 |
| GO Ref Bonds Ser 2014 | Roanoke | 11/25/2014 | 2015 | Financial advisor | Negotiated | $3,595,000 | $54,500 | $15.16 |
| Unl Tax School Bldg & Ref Bonds Ser 2014 | Rogers ISD | 11/25/2014 | 2015 | Financial advisor | Negotiated | $4,685,300 | $36,205 | $7.73 |
| Comb Tax & Rev CO Ser 2014 | Roanoke | 11/25/2014 | 2015 | Financial advisor | Negotiated | $5,470,000 | $67,500 | $12.34 |
| Unl Tax Ref Bonds Ser 2014 | Liberty ISD | 11/20/2014 | 2015 | Financial advisor | Negotiated | $8,080,000 | $51,751 | $6.40 |
| QZA MTN Txbl Ser 2014 (Tax Credit) | DeSoto ISD | 11/20/2014 | 2015 | Financial advisor | Private placement | $9,500,000 | $25,000 | $2.63 |
| Unl Tax Ref Bonds Ser 2014 | Van ISD | 11/19/2014 | 2015 | Financial advisor | Negotiated | $8,370,000 | $48,000 | $5.73 |
| Unl Tax Ref Bonds Ser 2014A | Barbers Hill ISD | 11/18/2014 | 2015 | Financial advisor | Negotiated | $28,885,000 | $76,740 | $2.66 |
| GO Ref Bonds Ser 2014 | Pasadena | 11/18/2014 | 2015 | Financial advisor | Negotiated | $9,185,000 | $80,750 | $8.79 |
| Unl Tax Ref Bonds Ser 2014 | Grand Prairie ISD | 11/18/2014 | 2015 | Financial advisor | Competitive | $22,535,000 | $76,933 | $3.41 |
| Unl Tax Ref Bonds Ser 2014 | Rice ISD | 11/18/2014 | 2015 | Financial advisor | Competitive | $1,950,000 | $26,720 | $13.70 |
| Unl Tax Ref Bonds Ser 2014 | La Porte ISD | 11/18/2014 | 2015 | Financial advisor | Negotiated | $6,090,000 | $33,260 | $5.46 |
| Unl Tax Ref Bonds Ser 2014 | Texarkana ISD | 11/18/2014 | 2015 | Financial advisor | Competitive | $7,590,000 | $46,004 | $6.06 |
| Comb Tax & Ltd Pledge Rev CO Ser 2014 | Port Aransas | 11/13/2014 | 2015 | Financial advisor | Private placement | $1,685,000 | $21,518 | $12.77 |
| Unl Tax Ref Bonds Ser 2014 | Dalhart ISD | 11/12/2014 | 2015 | Financial advisor | Negotiated | $5,830,000 | $47,608 | $8.17 |
| GO Ref Bonds Ser 2014A | Electra | 11/5/2014 | 2015 | Financial advisor | Private placement | $2,300,000 | $22,000 | $9.57 |
| GO Ref Bonds Txbl Ser 2014B | Electra | 11/5/2014 | 2015 | Financial advisor | Private placement | $445,000 | $12,500 | $28.09 |
| Unl Tax School Bldg Bonds Ser 2014A | Lewisville ISD | 10/29/2014 | 2015 | Financial advisor | Negotiated | $96,330,000 | $112,000 | $1.16 |
| GO Ref Bonds Ser 2014 | Fort Stockton | 10/29/2014 | 2015 | Financial advisor | Private placement | $2,990,000 | $35,519 | $11.88 |
| Unl Tax Ref Bonds Ser 2014B | Lewisville ISD | 10/29/2014 | 2015 | Financial advisor | Negotiated | $54,338,570 | $92,000 | $1.69 |
| Unl Tax School Bldg Bonds Ser 2014E | Leander ISD | 10/28/2014 | 2015 | Financial advisor | Negotiated | $22,800,000 | $116,023 | $5.09 |
| QZA MTN Txbl Ser 2014 (Tax Credit) | Ore City ISD | 10/22/2014 | 2015 | Financial advisor | Private placement | $2,346,000 | $20,000 | $8.53 |
| Unl Tax Ref Bonds Ser 2014A | Malakoff ISD | 10/21/2014 | 2015 | Financial advisor | Competitive | $3,025,000 | $42,070 | $13.91 |
| Tax Notes Ser 2014 | Angelina County | 10/21/2014 | 2015 | Financial advisor | Private placement | $1,450,000 | $21,250 | $14.66 |
| Tax Notes Ser 2014 | Haltom City | 10/16/2014 | 2015 | Financial advisor | Private placement | $365,000 | $12,570 | $34.44 |
| Time Warrants Ser 2014 | Spearman ISD | 10/15/2014 | 2015 | Financial advisor | Private placement | $510,000 | $7,490 | $14.69 |
| MTN Ser 2014 | Spearman ISD | 10/15/2014 | 2015 | Financial advisor | Private placement | $1,520,000 | $14,480 | $9.53 |
| Unl Tax Ref Bonds Ser 2014 | Celina ISD | 10/14/2014 | 2015 | Financial advisor | Competitive | $9,105,000 | $48,907 | $5.37 |
| Unl Tax Ref Bonds Ser 2014 | Red Oak ISD | 10/14/2014 | 2015 | Financial advisor | Negotiated | $8,610,000 | $50,914 | $5.91 |
| Contract Rev Bonds Ser 2014 (Southern Wastewater Trmnt Plant Proj) | Cibolo Creek Municipal Authority | 10/8/2014 | 2015 | Financial advisor | Negotiated | $6,950,000 | $90,313 | $12.99 |
| Unl Tax School Bldg Bonds Ser 2014 | La Porte ISD | 10/2/2014 | 2015 | Financial advisor | Negotiated | $99,675,000 | $125,000 | $1.25 |
| Ltd Tax Notes Ser 2014 | Pittsburg | 10/2/2014 | 2015 | Financial advisor | Private placement | $1,100,000 | $19,900 | $18.09 |
| Ltd Tax Notes Txbl Ser 2014 | Wills Point | 10/1/2014 | 2015 | Financial advisor | Private placement | $300,000 | $17,500 | $58.33 |
| GO Bonds Ser 2014 | Haltom City | 9/25/2014 | 2015 | Financial advisor | Private placement | $1,575,000 | $18,413 | $11.69 |
| GO Bonds Ser 2014 | Panola County College District | 9/25/2014 | 2015 | Financial advisor | Competitive | $25,155,000 | $84,980 | $3.38 |
| Ltd MTN Ser 2014 | Petrolia ISD | 9/25/2014 | 2015 | Financial advisor | Private placement | $820,000 | $10,198 | $12.44 |
| GO Bonds Ser 2014 | Andrews County Hospital District | 9/25/2014 | 2015 | Financial advisor | Private placement | $9,500,000 | $66,650 | $7.02 |
| Total, all 108 | $5,570,707 |
- Closed
- 12/23/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Competitive
- Par
- $5,765,000
- Fees to this firm
- $68,825
- Per $1,000 of par
- $11.94
- Closed
- 12/23/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $8,815,000
- Fees to this firm
- $55,585
- Per $1,000 of par
- $6.31
- Closed
- 12/23/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $2,850,000
- Fees to this firm
- $29,115
- Per $1,000 of par
- $10.22
- Closed
- 12/23/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $29,550,000
- Fees to this firm
- $60,000
- Per $1,000 of par
- $2.03
Comb Tax & Rev Ref Bonds Ser 2014 (Navarro College District)
- Closed
- 12/23/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $3,530,000
- Fees to this firm
- $54,137
- Per $1,000 of par
- $15.34
- Closed
- 12/23/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $5,405,000
- Fees to this firm
- $45,008
- Per $1,000 of par
- $8.33
- Closed
- 12/18/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $1,990,000
- Fees to this firm
- $22,871
- Per $1,000 of par
- $11.49
- Closed
- 12/17/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $8,595,000
- Fees to this firm
- $55,530
- Per $1,000 of par
- $6.46
- Closed
- 12/16/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Competitive
- Par
- $3,795,000
- Fees to this firm
- $35,255
- Per $1,000 of par
- $9.29
- Closed
- 12/16/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $8,900,000
- Fees to this firm
- $59,500
- Per $1,000 of par
- $6.69
- Closed
- 12/10/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $8,130,000
- Fees to this firm
- $84,000
- Per $1,000 of par
- $10.33
Unl Tax School Bldg Bonds Ser 2014
- Closed
- 12/4/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Competitive
- Par
- $159,795,000
- Fees to this firm
- $154,402
- Per $1,000 of par
- $0.97
Comb Tax & Ltd Surplus Rev CO Ser 2014
- Closed
- 12/4/2014
- FY
- 2015
- Role
- Financial advisor; Printing, disclosure and data services
- Sale type
- Competitive
- Par
- $5,350,000
- Fees to this firm
- $48,779
- Per $1,000 of par
- $9.12
Unl Tax School Bldg Bonds Ser 2014
- Closed
- 12/4/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Competitive
- Par
- $8,985,000
- Fees to this firm
- $58,365
- Per $1,000 of par
- $6.50
- Closed
- 11/25/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $3,595,000
- Fees to this firm
- $54,500
- Per $1,000 of par
- $15.16
Unl Tax School Bldg & Ref Bonds Ser 2014
- Closed
- 11/25/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $4,685,300
- Fees to this firm
- $36,205
- Per $1,000 of par
- $7.73
- Closed
- 11/25/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $5,470,000
- Fees to this firm
- $67,500
- Per $1,000 of par
- $12.34
- Closed
- 11/20/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $8,080,000
- Fees to this firm
- $51,751
- Per $1,000 of par
- $6.40
QZA MTN Txbl Ser 2014 (Tax Credit)
- Closed
- 11/20/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $9,500,000
- Fees to this firm
- $25,000
- Per $1,000 of par
- $2.63
- Closed
- 11/19/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $8,370,000
- Fees to this firm
- $48,000
- Per $1,000 of par
- $5.73
- Closed
- 11/18/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $28,885,000
- Fees to this firm
- $76,740
- Per $1,000 of par
- $2.66
- Closed
- 11/18/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $9,185,000
- Fees to this firm
- $80,750
- Per $1,000 of par
- $8.79
- Closed
- 11/18/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Competitive
- Par
- $22,535,000
- Fees to this firm
- $76,933
- Per $1,000 of par
- $3.41
- Closed
- 11/18/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Competitive
- Par
- $1,950,000
- Fees to this firm
- $26,720
- Per $1,000 of par
- $13.70
- Closed
- 11/18/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $6,090,000
- Fees to this firm
- $33,260
- Per $1,000 of par
- $5.46
- Closed
- 11/18/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Competitive
- Par
- $7,590,000
- Fees to this firm
- $46,004
- Per $1,000 of par
- $6.06
Comb Tax & Ltd Pledge Rev CO Ser 2014
- Closed
- 11/13/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $1,685,000
- Fees to this firm
- $21,518
- Per $1,000 of par
- $12.77
- Closed
- 11/12/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $5,830,000
- Fees to this firm
- $47,608
- Per $1,000 of par
- $8.17
- Closed
- 11/5/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $2,300,000
- Fees to this firm
- $22,000
- Per $1,000 of par
- $9.57
- Closed
- 11/5/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $445,000
- Fees to this firm
- $12,500
- Per $1,000 of par
- $28.09
Unl Tax School Bldg Bonds Ser 2014A
- Closed
- 10/29/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $96,330,000
- Fees to this firm
- $112,000
- Per $1,000 of par
- $1.16
- Closed
- 10/29/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $2,990,000
- Fees to this firm
- $35,519
- Per $1,000 of par
- $11.88
- Closed
- 10/29/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $54,338,570
- Fees to this firm
- $92,000
- Per $1,000 of par
- $1.69
Unl Tax School Bldg Bonds Ser 2014E
- Closed
- 10/28/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $22,800,000
- Fees to this firm
- $116,023
- Per $1,000 of par
- $5.09
QZA MTN Txbl Ser 2014 (Tax Credit)
- Closed
- 10/22/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $2,346,000
- Fees to this firm
- $20,000
- Per $1,000 of par
- $8.53
- Closed
- 10/21/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Competitive
- Par
- $3,025,000
- Fees to this firm
- $42,070
- Per $1,000 of par
- $13.91
- Closed
- 10/21/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $1,450,000
- Fees to this firm
- $21,250
- Per $1,000 of par
- $14.66
- Closed
- 10/16/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $365,000
- Fees to this firm
- $12,570
- Per $1,000 of par
- $34.44
- Closed
- 10/15/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $510,000
- Fees to this firm
- $7,490
- Per $1,000 of par
- $14.69
- Closed
- 10/15/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $1,520,000
- Fees to this firm
- $14,480
- Per $1,000 of par
- $9.53
- Closed
- 10/14/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Competitive
- Par
- $9,105,000
- Fees to this firm
- $48,907
- Per $1,000 of par
- $5.37
- Closed
- 10/14/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $8,610,000
- Fees to this firm
- $50,914
- Per $1,000 of par
- $5.91
Contract Rev Bonds Ser 2014 (Southern Wastewater Trmnt Plant Proj)
- Closed
- 10/8/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $6,950,000
- Fees to this firm
- $90,313
- Per $1,000 of par
- $12.99
Unl Tax School Bldg Bonds Ser 2014
- Closed
- 10/2/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Negotiated
- Par
- $99,675,000
- Fees to this firm
- $125,000
- Per $1,000 of par
- $1.25
- Closed
- 10/2/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $1,100,000
- Fees to this firm
- $19,900
- Per $1,000 of par
- $18.09
- Closed
- 10/1/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $300,000
- Fees to this firm
- $17,500
- Per $1,000 of par
- $58.33
- Closed
- 9/25/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $1,575,000
- Fees to this firm
- $18,413
- Per $1,000 of par
- $11.69
- Closed
- 9/25/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Competitive
- Par
- $25,155,000
- Fees to this firm
- $84,980
- Per $1,000 of par
- $3.38
- Closed
- 9/25/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $820,000
- Fees to this firm
- $10,198
- Per $1,000 of par
- $12.44
- Closed
- 9/25/2014
- FY
- 2015
- Role
- Financial advisor
- Sale type
- Private placement
- Par
- $9,500,000
- Fees to this firm
- $66,650
- Per $1,000 of par
- $7.02
Rows 51–100 of 108
Fees are as BRB's table reports them for each issue. The underwriter's spread counts once, and median and per-$1,000 figures use the issuer's one-time costs only: rows paid by the underwriter are shown in the fees but not added to them (how the participant tables are made).
EMMA links are added as each issue is matched.
Source: Local Issuance Fee By Year (updated by the publisher 10/6/2026). Loaded here 10/18/2026.
Texas fiscal years run September 1 to August 31.
Issuer names are shown as published, without source footnote letters.
Figures are as reported to the agency and have not been independently verified.
